Industry/ Sector/ Domain
FinTech
Location
Dubai, United Arab Emirates
Experience Range
12 – 8 years
Company Profile
Catenon India’s client: A FinTech firm. The location of the job is London or Dubai.
Responsibilities
- Collaborating with management to devise efficient defense strategies
- Specifying internal governance policies and regularly monitoring compliance
- Research and evaluate different risk factors regarding business decisions and operations
- Communicate and negotiate with external parties (regulators, external counsel, public authority, etc.), creating relations of trust
- Providing ongoing monitoring of the licensee’s fulfillment of all AML/CFT duties
- Alerting senior management or the board of directors if it believes that the employees or officers of the business units are failing or have failed to adequately address ML/TF risks and concerns
- Reporting and documenting all suspicious activity with full details of the customer and information giving rise to the suspicion
- If deemed that there are grounds for suspicion, the information is to be disclosed to the Group Compliance team as soon as it is reasonable to do so and act as the main point of contact with law enforcement authorities
- Reviewing the AML/CTF systems at least once every 6 months and conducting sample testing
Qualifications
- 12-15 years of experience
- Make sure all prospect partners are verified before the agreement sign off
- Ensure all new country reports are prepared and approved by the Senior Management
- Provide necessary synopsis reports for any new business model to the Senior Management for review.
- Reviewing entity/function-wise Risk Register
- Conducting Group Governance, Risk & Compliance Committee Meeting
- Internal Control Testing
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